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Farm inspections in Germany: a document checklist

Checklist for conditionality and specialist law inspections: plant protection, fertilisation, equipment, competence, plant passports and retention periods.

PhytAI editorial teamPublished 5 min read

Key points

  • Plant protection: records with all required details, electronic from 2027; certificates of competence with training; stickers and inspection reports for equipment.
  • Fertilisation: fertiliser requirement calculations, records of each application, the Annex 5 summary, soil analyses, delivery notes for manure.
  • Retention: plant protection records at least three years, fertiliser records seven years, plant passport records three years.
  • Small farms: since 2025 there are no conditionality inspections or penalties for farms under 10 hectares; specialist law still applies.

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An inspection is often announced at short notice. Keeping the most important documents organised in one place saves stress and avoids objections that are only due to missing evidence. This checklist summarises which documents farms and horticultural businesses in Germany should typically have ready and lists the retention periods.

The checklist does not replace advice. Depending on the federal state, enterprise, funding programme and certification, further requirements apply.

What conditionality inspections check

Conditionality links direct payments to statutory management requirements (SMR) and standards for good agricultural and environmental condition (GAEC, in German GLÖZ). For plant protection, on-the-spot checks cover among other things, according to the information brochure of the Chamber of Agriculture North Rhine-Westphalia:

  • the records of plant protection product applications
  • correct application and the conditions of use
  • evidence of sprayer inspections

Depending on the farm, requirements from the Nitrates Directive, i.e. the Fertiliser Ordinance, and GAEC standards such as crop rotation and minimum soil cover are added.

How an inspection typically runs

Conditionality inspections are carried out by the competent bodies of the federal states; specialist law inspections for example by the plant protection service or the fertiliser authority. Documents are often requested for particular years or fields, and the inspector compares them with what is on the farm: does the product in the store match the records? Does the device carry a valid sticker? Are there certificates of competence for the people named as users? Do the recorded fertiliser quantities match the requirement calculation? Anyone who can answer these questions quickly shortens the inspection considerably. It helps if a person on the farm knows the documents and can be present during the inspection, even if the farm manager is out in the field. Prepare a short overview of where which documents are kept and who has access to the software.

Common gaps

Typical gaps that can stand out during an inspection follow from the duties:

  • records without georeference or EPPO code, although mandatory since 2026
  • fertiliser requirement calculated only after the first application
  • missing training of a person applying products in the current three-year period
  • expired sticker on a rarely used device
  • no Annex 5 summary prepared for the previous year

Checklist: plant protection

DocumentNoteRetention
records of applicationsall required details, electronic and machine-readable from 1 Jan 2027at least three years
certificates of competence of all userswith certificate of the latest trainingwhile valid
inspection stickers and reportssticker on the device, report in the fileuntil the next inspection, better longer
invoices of new devicesprove the purchase dateuntil the first inspection
stock of plant protection productsreceipts and issuesgood practice

Required details are explained in Plant protection records: required fields, sprayer inspections in Sprayer inspection in Germany and training in Plant protection competence certificate.

Checklist: fertilisation

DocumentNoteRetention
fertiliser requirement for N and Pprepared before fertilisingseven years
records of each applicationwithin 14 days of the applicationseven years
Annex 5 summary under the DüVby 31 March of the following yearseven years
soil analysesphosphate at least every six years per field of 1 ha or morewhile in use
delivery notes and evidence for manureon delivery and intakeaccording to state law

How the requirement calculation is structured is explained in Fertiliser requirement under the German DüV. The nutrient flow balance has no longer been required since July 2025.

Checklist: nurseries and young plants

Registered operators who issue plant passports or move goods requiring a plant passport keep records per trade unit under the EU Plant Health Regulation (EU) 2016/2031: who supplied the goods and to whom they were delivered. These records must be kept for three years.

Further documents depending on the farm

  • Irrigation: water abstraction permit, meter readings and annual abstraction volumes
  • Organic farms: evidence of purchased inputs and sold products, suppliers' certificates
  • QS-GAP and GLOBALG.A.P.: maintenance records, risk assessments and water analyses depending on the standard
  • GAEC: crop planning and evidence of catch crops and soil cover
  • Instructions: records of occupational safety and plant protection instructions for staff

Getting organised

  1. One place for everything: a folder or software where records and evidence are kept together.
  2. Sort by year: inspections usually ask for particular years.
  3. Watch deadlines: stickers, training and maintenance with reminders before expiry.
  4. Traceable corrections: changed entries with date and reason, not overwritten.
  5. Export ready: records presented on request should be quickly available as a file.

How PhytAI helps with inspections

PhytAI brings together plant protection and fertiliser records, fertiliser requirement calculations, and evidence on equipment, competence, maintenance, water abstraction and certificates in one workspace. Due evidence appears on the overview, corrections are stored with history, and the field record per field and year can be printed or exported as a file. PhytAI does not assess whether a farm meets all requirements; the documents are, however, complete and organised.

Frequently asked questions

How long must I keep plant protection records? At least three years. The Chamber of Agriculture North Rhine-Westphalia counts from the start of the following year.

Do I have to present documents on paper? Records are presented on request. Plant protection records must be kept electronically from 2027; a printout can still be helpful during the inspection.

Does the small-farm exemption also apply to specialist law? No. The exemption concerns conditionality inspections and penalties. Duties under the Plant Protection Act and the Fertiliser Ordinance continue to apply.

Sources

This article reflects the situation on the date shown, based on the sources named, and is not legal advice. Laws, approvals, official decisions and the guidance of the competent authorities prevail.

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